Anthony S. Wiseman
Professional summary
Anthony Sayre Wiseman is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1975. Anthony has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Sayre Wiseman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2017 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004June 22, 2005 - February 25, 2016
WYNVALE FINANCIAL DISTRIBUTORS LLC
January 20, 2003 - June 18, 2003
FIRST INTERNATIONAL CAPITAL LTD.
May 6, 1999 - July 10, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 30, 1990 - January 1, 1999
FAM DISTRIBUTORS, INC.
May 15, 1986 - January 14, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 1980 - March 7, 1986
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 16, 1977 - May 15, 1980
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 2, 1975 - February 28, 1977
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 00
Date: 8/23/1975
General Securities Principal ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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