Jon F. Williams
Professional summary
Jon Francis Williams was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jon is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, Jon had worked at 6 firms, which includes GLOBAL STRATEGIES GROUP INC., LEHMAN BROTHERS INC., PRUDENTIAL EQUITY GROUP LLC, J.P. MORGAN SECURITIES LLC, MORGAN STANLEY DW INC., DEAN WITTER & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 1991 - April 8, 1998
GLOBAL STRATEGIES GROUP, INC.
June 8, 1988 - July 25, 1990
LEHMAN BROTHERS INC.
May 21, 1984 - July 28, 1988
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1979 - June 7, 1984
J.P. MORGAN SECURITIES LLC
February 24, 1978 - June 14, 1979
MORGAN STANLEY DW INC.
September 2, 1975 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 2/6/1979
AMEX Put and Call ExamCurrent Firm
GLOBAL STRATEGIES GROUP, INC.
CRD#: 27414 / SEC#: , 8-43079
Contact information
Documents
Red Flags
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