David A. Savitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Aaron Savitz, CFP®, who also goes by Simon David Savitz, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1975. David had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2015 - July 2, 2024
AVANTAX ADVISORY SERVICES
November 12, 2015 - July 2, 2024
AVANTAX INVESTMENT SERVICES, INC.
March 23, 2006 - November 6, 2015
CADARET, GRANT & CO., INC.
January 5, 1998 - September 23, 2003
CADARET, GRANT & CO., INC.
March 1, 1991 - November 6, 2015
CADARET, GRANT & CO., INC.
March 22, 1984 - June 19, 1992
GLOBAL CAPITAL SECURITIES, INC.
August 25, 1975 - September 19, 1977
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/20/1975
Registered Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
