HM

Harry G. Madden

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CRD#: 811628
HM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Goodwin Madden, who also goes by Hank Madden, was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1975. Harry had worked at 6 firms and has passed the Series 62 and Series 1 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hank Madden

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 19, 2004 - August 5, 2020

MADDEN ADVISORY SERVICES, INC.

RIA
CRD#: 112607
JACKSONVILLE, FL
Past

December 10, 2001 - December 21, 2007

FSC SECURITIES CORPORATION

BD
CRD#: 7461
JACKSONVILLE, FL
Past

July 11, 1991 - February 5, 2002

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

August 26, 1975 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

August 26, 1975 - May 15, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 26, 1975 - May 15, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADDEN ADVISORY SERVICES, INC.
MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY

CRD#: 112607 / SEC#: 801-62774

RIA
Registered Investment Advisory firm - (3/5/2004 Approved)
Florida
Registered Investment Advisory firm - (12/31/2004 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 62
Date: 8/18/1998
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/21/1975
Registered Representative Examination

Current Firm


MA
MADDEN ADVISORY SERVICES, INC.
MADDEN ADVISORY SERVICES, INC. | MONIQUE RENEE MADDEN-BRAY

CRD#: 112607 / SEC#: 801-62774

RIA
Registered Investment Advisory firm - (3/5/2004 Approved)
Florida
Registered Investment Advisory firm - (12/31/2004 Terminated)
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Contact information


Main Address
5200 Belfort Road Suite 410, Jacksonville, FL 32256
Mailing Address
Phone number
(904) 296-1127
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts846
AUM (Assets Under Management)$ 291,665,578

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MADDEN ADVISORY SERVICES, INC.

CRD#: 112607

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