Stephen J. Goonan
Professional summary
Stephen John Goonan is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in Chicago, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2026. Stephen has worked at 1 firm and has passed the Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Goonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2026 - Present
CIBC WORLD MARKETS CORP.
Office #1: 120 South Lasalle Street, Chicago, IL 60603State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 79TO
Passed: 9/5/2026
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CIBC WORLD MARKETS CORP.
CRD#: 630 / SEC#: , 8-18333
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBC INC. | 100% SHAREHOLDER | |
| CONSOLA, PATRICK D | CHIEF COMPLIANCE OFFICER | 1133831 |
| DUBCZAK, ROMAN STEPAN | DIRECTOR | 5511542 |
| GRIFFITH, MARVIN SCOTT | PRINCIPAL FINANCIAL OFFICER | 1670889 |
| PERRY, ACHILLES M | GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR | 4183476 |
| PRICE, ERIC S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 1985843 |
| TRABOULSI, ALFRED | MANAGING DIRECTOR, HEAD US INVESTMENT BANKING | 6594715 |
| ZELLERMAYER, MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1662785 |
Disclosures
| Regulatory Event | 76 |
| Arbitration | 86 |
Red Flags
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Company Information
CIBC WORLD MARKETS CORP.
CRD#: 630Chicago, IL 60603TRUST BUT VERIFY
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