Ethan Mayo

FLUENT FINANCIAL

DALLAS, TX 75254

CRD#: 8115395

Some features on this profile are disabled

Professional summary

Ethan Mayo, who also goes by Ethan X. Mayo, Ethan Xavier Mayo, is a registered financial advisor currently at FLUENT FINANCIAL, LLC located in Dallas, Texas.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Ethan has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Ethan X. Mayo | Ethan Xavier Mayo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Mayo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2026 - Present

FLUENT FINANCIAL, LLC

Office #1: 14800 Landmark Blvd. Suite 848, Dallas, TX 75254

RIA

CRD#: 170041

DALLAS, TX

Past

December 6, 2025 - April 1, 2026

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2026

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/23/2025

Securities Industry Essentials Examination

Current Firm

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14800 Landmark Blvd. Suite 848, Dallas, TX 75254

Mailing Address

Phone number

(972) 852-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A- FIRM BROCHURE (8/19/2025)

FLUENT FINANCIAL WRAP PROGRAM (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 297,138,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

RICHARDSON, TX

David Alvarez

EDWARD JONES

IAR

GRAPEVINE, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Dallas, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ethan Mayo

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Mayo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLUENT FINANCIAL, LLC

PRIVATE CLIENT SERVICES, LLC

Primary Firm SEC Registration

FLUENT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2026

Series 7TO

Date: 12/6/2025

SIE

Date: 7/23/2025

Current Firm

FLUENT FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLUENT FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors