Henry A. Fanger

PROSPERITY FINANCIAL GROUP

SAN RAMON, CA 94583

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CRD#: 811525

Professional summary

Henry Anthony Fanger is a registered financial advisor currently at PROSPERITY FINANCIAL GROUP, INC. located in San Ramon, California.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Henry has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROSPERITY FINANCIAL GROUP, INC. SINCE 02/2000. INVESTMENT-REALTED. 2233 SAN RAMAON VALLEY BLVD., SAN RAMON, CA. FINANCIAL PLANNING FIRM/RIA. POSITION-REGISTERED REP. DUTIES-SALES. HENRY FANGER CLU. SINCE 6/1990. WALNUT CREEK, CA. INDEPENDENT INSURANCE SALES. 8 HOURS/WEEK. since 2014 - rental property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Anthony Fanger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2010 - Present

PROSPERITY FINANCIAL GROUP, INC.

Office #1: 2333 San Ramon Valley Blvd. 200, San Ramon, CA, 94583

RIA

CRD#: 145540

SAN RAMON, CA

Past

August 5, 2014 - December 31, 2022

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

San Ramon, CA

Past

June 3, 2010 - August 4, 2014

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAMON, CA

Past

January 2, 2009 - June 1, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAN RAMON, CA

Past

June 16, 2000 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SAN RAMON, CA

Past

February 4, 2000 - June 1, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAN RAMON, CA

Past

September 22, 1999 - February 9, 2000

JRL CAPITAL CORPORATION

CRD#: 10225

IRVINE, CA

Past

May 1, 1995 - August 19, 1999

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

June 4, 1990 - May 18, 1995

KW SECURITIES CORPORATION

CRD#: 8237

SMITHTOWN, NY

Past

April 5, 1988 - January 1, 1990

MARTIN C. SMITH SECURITIES, INC.

CRD#: 16997

Past

August 26, 1975 - December 31, 1989

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY FINANCIAL GROUP, INC.

CRD#: 145540 / SEC#: 801-100511

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (12/19/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/2/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/21/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/1989

General Securities Principal Examination

Current Firm

PROSPERITY FINANCIAL GROUP, INC.

CRD#: 145540 / SEC#: 801-100511

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (12/19/2015 Terminated)

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Contact information

Main Address

2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583

Mailing Address

Phone number

(925) 314-8500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PFG - ADV PART 2A: FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	1,202
AUM (Assets Under Management)	$ 358,866,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Henry A. Fanger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Anthony Fanger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

FINANCIAL TELESIS INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

JRL CAPITAL CORPORATION

IFG NETWORK SECURITIES, INC.

KW SECURITIES CORPORATION

MARTIN C. SMITH SECURITIES, INC.

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

PROSPERITY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/1986

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

Series 1

Date: 8/21/1975

Series 24

Date: 8/24/1989

Current Firm

PROSPERITY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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