Henry A. Fanger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Anthony Fanger was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1975. Henry had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2014 - December 31, 2022
FORTUNE FINANCIAL SERVICES, INC.
June 3, 2010 - August 4, 2014
FINANCIAL TELESIS INC
June 2, 2010 - December 24, 2025
PROSPERITY FINANCIAL GROUP, INC.
January 2, 2009 - June 1, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 16, 2000 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 4, 2000 - June 1, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 22, 1999 - February 9, 2000
JRL CAPITAL CORPORATION
May 1, 1995 - August 19, 1999
IFG NETWORK SECURITIES, INC.
June 4, 1990 - May 18, 1995
KW SECURITIES CORPORATION
April 5, 1988 - January 1, 1990
MARTIN C. SMITH SECURITIES, INC.
August 26, 1975 - December 31, 1989
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/21/1975
Registered Representative ExaminationCurrent Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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