Jake Stone Mathie
Professional Summary
Jake Stone Mathie, who also goes by Jake Mathie, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Tempe, Arizona and TRINITY WEALTH SECURITIES, L.L.C. located in Tempe, Arizona. Jake is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Jake has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jake Mathie
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Current Firm
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC
Contact Information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634Phone Number
(813) 333-1683# of Employees
667SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
4,295AUM (Assets Under Management)
$456,133,125Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(6/17/2025)
(11/5/2025)
(2/5/2026)
(6/13/2025)
(3/17/2026)
(8/28/2026)
(4/29/2026)
(8/28/2026)
(9/16/2026)
(9/28/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2025About the Series 6TO examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION
CRS (Client Relationship Summary) - RIA
Click below to view Jake Stone Mathie's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VANGUARD MARKETING CORPORATION