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Robert T. Angle

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CRD#: 811495
RA

Professional summary

Robert Thomson Angle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial advisor and started their career in finance in 1975. Prior to being barred, Robert had worked at 11 firms, which includes MANDARIN PACIFIC ASSET MANAGEMENT LLC, WHITE PACIFIC SECURITIES INC., ACUMENT SECURITIES INC., 1ST DISCOUNT BROKERAGE INC., WILSON INSTITUTIONAL SECURITIES INC., LOMBARD INSTITUTIONAL BROKERAGE INC., FIRST AMERICA EQUITIES CORP., WELLS FARGO SECURITIES LLC, MORGAN OLMSTEAD KENNEDY & GARDNER INCORPORATED, DAVIS SKAGGS & CO. INC., REYNOLDS SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 11, 2008 - October 7, 2013

MANDARIN PACIFIC ASSET MANAGEMENT, LLC

RIA
CRD#: 145768
SAN FRANCISCO, CA
Past

April 21, 2004 - March 7, 2012

WHITE PACIFIC SECURITIES, INC.

BD
CRD#: 42505
SAN FRANCISCO, CA
Past

October 21, 2002 - February 7, 2003

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA
Past

August 21, 2002 - August 22, 2002

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL
Past

September 8, 1992 - May 13, 1993

WILSON INSTITUTIONAL SECURITIES, INC.

BD
CRD#: 30553
NEW YORK, NY
Past

July 13, 1992 - July 15, 1992

LOMBARD INSTITUTIONAL BROKERAGE INC.

BD
CRD#: 18991
Past

May 8, 1990 - August 21, 2002

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA
Past

April 5, 1990 - May 18, 1990

FIRST AMERICA EQUITIES CORP.

BD
CRD#: 7652
Past

December 15, 1988 - September 20, 1989

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
SAN FRANCISCO, CA
Past

October 4, 1983 - May 19, 1988

MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED

BD
CRD#: 595
Past

August 8, 1978 - October 4, 1983

DAVIS, SKAGGS & CO., INC.

BD
CRD#: 208
Past

August 21, 1975 - April 11, 1977

REYNOLDS SECURITIES, INC.

BD
CRD#: 712

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1975
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/1991
General Securities Principal Examination

Current Firm

MP
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
MANDARIN PACIFIC ASSET MANAGEMENT, LLC

CRD#: 145768 / SEC#:

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Contact information

Main Address
1001 Bridgeway 418, Sausalito, CA 94965
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MANDARIN PACIFIC ASSET MANAGEMENT, LLC

CRD#: 145768

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