Gavin C. Collins

MONOCACY WEALTH MANAGEMENT

Cape Coral, FL

CRD#: 8114922

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Professional summary

Gavin Carl Collins is a registered financial advisor currently at MONOCACY WEALTH MANAGEMENT, LLC located in Cape Coral, Florida.

Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Gavin has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Carl Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

MONOCACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 315979

Cape Coral, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2025

Securities Industry Essentials Examination

Current Firm

MONOCACY WEALTH MANAGEMENT, LLC

CRD#: 315979 / SEC#: 801-122100

RIA

Registered Investment Advisory firm - (1/20/2022 Terminated)

Florida

Registered Investment Advisory firm - (10/24/2025 Approved)

Maryland

Registered Investment Advisory firm - (1/5/2022 Approved)

Texas

Registered Investment Advisory firm - (3/19/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9099 Ridgefield Drive Suite 205, Frederick, MD 21701

Mailing Address

Phone number

(301) 694-9712

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 43,455,961

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gavin C. Collins

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Carl Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONOCACY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2025

SIE

Date: 2/28/2025

Current Firm

MONOCACY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONOCACY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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