Jamie C. Spangler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Charles Spangler was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 1975. Jamie had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1992 - November 19, 1992
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
August 7, 1991 - December 17, 1991
NETWORK 1 FINANCIAL SECURITIES INC.
October 25, 1990 - December 21, 1990
LEGEND MERCHANT GROUP, INC.
May 12, 1989 - September 25, 1990
MLB INVESTMENTS, LTD.
February 1, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
July 25, 1988 - January 9, 1989
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
August 21, 1975 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
CRD#: 25231 / SEC#: , 8-41635
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
