William M. Tremmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Tremmel, who also goes by Mike Tremmel, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 7 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2000 - August 15, 2017
TREMMEL ASSET MANAGEMENT
April 12, 1990 - December 31, 1999
NTB FINANCIAL CORPORATION
June 20, 1986 - April 20, 1990
B.C. CHRISTOPHER SECURITIES CO.
September 4, 1984 - July 17, 1986
WALL STREET WEST, INC.
August 7, 1978 - August 23, 1984
HANIFEN, IMHOFF INC.
February 22, 1978 - August 29, 1978
DAIN RAUSCHER INCORPORATED
August 21, 1975 - February 22, 1978
BOSWORTH SULLIVAN & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 12/22/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TREMMEL ASSET MANAGEMENT
CRD#: 113235 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
