GB
Gerald L. Black
JAMES I. BLACK & COMPANY
Lakeland, FL 33801
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CRD#: 811414
GB
Professional summary
Gerald Leroy Black, who also goes by Gerry Black, is a registered financial advisor currently at JAMES I. BLACK & COMPANY located in Lakeland, Florida.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Gerald has worked at 2 firms and has passed the Series 66, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerry Black
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CASS, LLC INVESTMENT RELATED "NO" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 ART STUDIO MANGING PARTNER HOURS:0.1 2.ITB CAPITAL ADVISORS, LLC INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 CTA REGISTERED WITH NFA & CFTC MANGING PARTNER HOURS:25 3.ITB CAPITAL MANAGEMENT LLC INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 CPO REGISTERED WITH NFA & CFTC MANAGING PARTNER HOURS:25 4.ITB PREMIUM FUND I,INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 PART OF CPO MANGING PARTNER HOURS:INCLUDE IN CAPITAL MANAGEMENT 5.ITB PREMIUM FUND II,INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 PART OF CPO MANAGING PARTNER HOURS: INCLUDE IN CAPITAL MANAGEMENT 6.JAMES I BLACK & CO INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 BROKER DEALER PRESIDENT HOURS:25 7.JJG PROPERTY, LLC.INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 RENTAL PROPERTY MANAGING PARTNER HOURS:0.1 8.BLACK FAMILY, LLC INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 REAL ESTATE INVESTMENT PROPERTY; HOURS: 1 9.ULTA MAG, LLC INVESTMENT RELATED "YES" 311 SOUTH FLORIDA AVE; LAKELAND, FL 33801 REAL ESTATE INVESTMENT PROPERTY; HOURS .01
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Leroy Black's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald Leroy Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2020 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801Office #2: 311 South Florida Avenue, Lakeland, FL 33801RIA
BD
CRD#: 1249
Lakeland, FL
Current
August 21, 1975 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801Office #2: 311 South Florida Avenue, Lakeland, FL 33801RIA
BD
CRD#: 1249
Lakeland, FL
Past
October 13, 2014 - May 21, 2020
ITB CAPITAL ADVISORS, LLC
RIA
CRD#: 172408
LAKELAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/9/1983)
IAR
Florida(7/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JAMES I. BLACK & COMPANY
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
RIA
Registered Investment Advisory firm - SEC (7/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
311 South Florida Avenue, Lakeland, FL 33801
Mailing Address
P.o. Box 24838, Lakeland, FL 33802
Phone number
(863) 686-4163
Established
Florida since 08/10/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10
SEC notice filing (1 States and Territories)
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK, GERALD LEROY | PRESIDENT AND DIRECTOR | 811414 |
| BLACK, JAMES ISSAC III | OWNER | |
| CHARLES, REBECCA B | OWNER | |
| LYONS, DORIS BLACK | TREASURER | |
| BLACK, JENNIFER LEIGH | OWNER | 6400578 |
| BLACK, KATHARINE ANN | OWNER | 6400616 |
| BLACK, STEPHANIE MARIE | OWNER | 6395469 |
| DEAN, JEFFREY MILLER | DIRECTOR | |
| STEADMAN, NATASHA LYNN | CHIEF COMPLIANCE OFFICER | 5161387 |
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 142,580,974 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JAMES I. BLACK & COMPANY
CRD#: 1249Lakeland, FL 33801TRUST BUT VERIFY
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Contact information
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