RK
Rex L. Kohl
M HOLDINGS SECURITIES
Eden Prairie, MN
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CRD#: 811403
RK
Professional summary
Rex Lance Kohl is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Eden Prairie, Minnesota.
Rex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Rex has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KLR Farms; 45500 10th Ave, Isle, MN 55324; 01/01/2017; Owner; Lease majority of tillable acreage, use part of remaining tillable acreage to raise sweet corn that I sell to a local grocery chain; Not Investment Related; 5 hours/month; 0 hours/month during business hours; Ownership, Profits. - 2. Kohl Development dba/Piggy Back Ladder Rack; P.O. Box 13055 Riverdale Drive NW, Suite 500, #228, Coon Rapids, MN 55448; 02/11/2019; Owner; Not Investment Related; 1 hour/month; 0 hours/month during business hours; Ownership. 3. Chernoff Diamond/USI; 11152 Jackson Drive, Eden Prairie, MN 55347, Insurance/Executive Benefits/Executive Benefit Enrollment Support; Investment related; Insurance Producer/Marketer; 7/7/2020; Investment Related; 160 hours/month; 160 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Rex Lance Kohl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rex Lance Kohl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2021 - Present
M HOLDINGS SECURITIES, INC.
RIA
BD
CRD#: 43285
Eden Prairie, MN
Current
October 14, 2020 - Present
M HOLDINGS SECURITIES, INC.
RIA
BD
CRD#: 43285
Eden Prairie, MN
Past
March 12, 2002 - March 17, 2014
AFG FINANCIAL SERVICES
RIA
CRD#: 113021
MINNETONKA, MN
Past
December 28, 2001 - September 10, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
MINNETONKA, MN
Past
December 10, 2001 - September 10, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
MINNETONKA, MN
Past
February 2, 2001 - December 5, 2001
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
December 20, 1990 - December 31, 2000
ASKAR CORP.
BD
CRD#: 7512
BLOOMINGTON, MN
Past
July 1, 1987 - October 5, 1990
FEDERATION FOR FINANCIAL INDEPENDENCE
BD
CRD#: 13355
Past
December 16, 1986 - November 8, 1988
ASSOCIATED FINANCIAL SERVICES, INC.
BD
CRD#: 1121
FARGO, ND
Past
November 2, 1979 - December 10, 1986
FRIDLUND SECURITIES COMPANY
BD
CRD#: 7218
Past
August 25, 1975 - January 6, 1980
ASSOCIATED FINANCIAL SERVICES, INC.
BD
CRD#: 1121
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/26/2024)
RR
Colorado(2/26/2024)
RR
Connecticut(6/4/2025)
RR
Delaware(7/8/2024)
RR
Florida(11/19/2020)
RR
Georgia(11/19/2020)
RR
Illinois(11/19/2020)
RR
Michigan(1/21/2021)
RR
Minnesota(10/29/2020)
IAR
Minnesota(2/24/2021)
RR
Nebraska(2/26/2024)
RR
New York(10/14/2020)
RR
Ohio(11/19/2020)
RR
Oregon(10/15/2021)
RR
Texas(1/21/2021)
RR
Wisconsin(10/29/2020)
RR
Wyoming(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/16/1975
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
