Julia J. Cauthorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Justice Cauthorn, who also goes by Julia Shapiro, Julia Sommers, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1975. Julia had worked at 5 firms and has passed the Series 63, Series 5, PC, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2018 - April 10, 2024
CHILTON CAPITAL MANAGEMENT LLC
September 13, 2005 - December 31, 2005
TEXAN CAPITAL GROUP, INC.
June 13, 2005 - March 29, 2018
TEXAN CAPITAL
May 1, 1995 - December 13, 2005
JULIA JUSTICE CAUTHORN INCORPORATED
August 21, 1975 - October 23, 1992
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
CHILTON CAPITAL MANAGEMENT LLC
CRD#: 104592 / SEC#: 801-51061
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1982
Interest Rate Options ExaminationPC
Date: 3/9/1981
AMEX Put and Call ExamCurrent Firm
CHILTON CAPITAL MANAGEMENT LLC
CRD#: 104592 / SEC#: 801-51061
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 2,665,699,649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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