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TJ

Tex Johnson

CRD# 811344·Registered 1975 - 1986
Previously Registered: Being a previously registered professional could mean that Tex is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tex Johnson, who also goes by George E Johnson Jr, George Ernest Johnson Jr, was a registered financial advisor. Tex was a previously registered financial professional and started their career in finance 1975 - 1986. Tex had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George E Johnson Jr, George Ernest Johnson Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
June 30, 1986 - July 23, 1986
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
March 21, 1986 - November 1, 1989
S. D. COHN & CO.·CRD# 735
BD
April 11, 1985 - June 30, 1986
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
July 13, 1983 - December 11, 1984
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
February 10, 1982 - August 15, 1983
EMPIRE NATIONAL SECURITIES, INCORPORATED·CRD# 7361
BD
May 30, 1979 - February 8, 1982
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
August 17, 1977 - April 16, 1979
LOEB, RHOADES & CO. INC.·CRD# 525
BD
May 18, 1977 - August 18, 1977
BACHE HALSEY STUART INC.·CRD# 7238
BD
August 27, 1976 - May 19, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
February 27, 1976 - August 27, 1976
BACHE & CO., INCORPORATED·CRD# 66
BD
August 21, 1975 - February 27, 1976

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Current Firm

PA
PHILIPS, APPEL & WALDEN, INC.

OLITT, J JEROME | PHILIPS, APPEL & WALDEN, INC.

CRD#: 659 / SEC#: 8-14164
BD
Terminated by FINRA on 06/29/1988

Contact Information

Established

New York since 08/29/1968

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1975About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TJ
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