Tex Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tex Johnson, who also goes by George E Johnson Jr, George Ernest Johnson Jr, was a registered financial professional .
Tex is a previously registered financial professional and started their career in finance in 1975. Tex had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1986 - July 23, 1986
PHILIPS, APPEL & WALDEN, INC.
March 21, 1986 - November 1, 1989
WILLIAM M. CADDEN & CO., INC.
April 11, 1985 - June 30, 1986
S. D. COHN & CO.
July 13, 1983 - December 11, 1984
A. G. EDWARDS & SONS, INC.
February 10, 1982 - August 15, 1983
THOMSON MCKINNON SECURITIES INC.
May 30, 1979 - February 8, 1982
EMPIRE NATIONAL SECURITIES, INCORPORATED
August 17, 1977 - April 16, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 18, 1977 - August 18, 1977
LOEB, RHOADES & CO. INC.
August 27, 1976 - May 19, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
August 21, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHILIPS, APPEL & WALDEN, INC.
CRD#: 659 / SEC#: , 8-14164
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
