David L. Shelbrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Louis Shelbrick, who also goes by David Lewis Shelbrick, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1975. David had worked at 9 firms and has passed the Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 1992 - December 31, 2001
ARAGON FINANCIAL SERVICES, INC.
May 21, 1986 - December 7, 1989
COASTAL FINANCIAL SECURITY, INCORPORATED
December 7, 1985 - May 20, 1986
GREAT AMERICAN FINANCIAL NETWORK, INC.
March 12, 1985 - November 14, 1985
J. B. HANAUER & CO.
February 14, 1985 - February 28, 1985
H.J. MEYERS & CO., INC.
May 4, 1984 - June 11, 1984
BLACKSTOCK & CO., INC.
April 11, 1983 - August 10, 1983
UBS FINANCIAL SERVICES INC.
November 2, 1979 - May 3, 1983
LEHMAN BROTHERS INC.
August 21, 1975 - October 24, 1979
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
ARAGON FINANCIAL SERVICES, INC.
CRD#: 16023 / SEC#: , 8-33169
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
