Kevin D. Boden
Professional summary
Kevin Dennis Boden is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in San Francisco, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 15, PC, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Dennis Boden's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2016 - Present
ONE CAPITAL MANAGEMENT, LLC
February 8, 2017 - December 31, 2020
MONEYTIME WITH KEVIN BODEN
May 21, 2003 - January 25, 2017
LINCAP MANAGEMENT COMPANY
November 17, 1992 - June 27, 2001
WELLS FARGO SECURITIES, LLC
January 4, 1988 - November 17, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 25, 1983 - January 7, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
September 26, 1978 - February 9, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
August 19, 1975 - January 1, 1976
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/15/2016)
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 8/14/1975
Registered Representative ExaminationCurrent Firm
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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