Robert E. Wirth

WORTH FINANCIAL GROUP

Dallas, TX 75001

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CRD#: 811180

Professional summary

Robert Earl Wirth is a registered financial advisor currently at WORTH FINANCIAL GROUP INC. located in Dallas, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 27, Series 24, Series 26 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RETIREMENT PLANS.COM, LLC NON INVESTMENT RELATED 16051 ADDISON RD STE 205 ADDISON TX 75001 POSITION: OWNER START DATE: DECEMBER 2013 HOURS/WEEK: 20 DUTIES: ADMINISTRATION OF RETIREMENT PLANS ROBERT E. WIRTH NON INVESTMENT RELATED 16051 ADDISON RD STE 310 ADDISON TX 75001 TRADITIONAL LIFE HEALTH & DISABILITY INSURANCE SALES START DATE: OCTOBER 1974 HOURS/WEEK:10 DUTIES: MARKETING, SERVICE & SALES OF LIFE, HEALTH & DISABILITY INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Wirth's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Earl Wirth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2017 - Present

WORTH FINANCIAL GROUP INC.

Office #1: 16051 Addison Road Suite 205, Dallas, TX 75001

RIA

CRD#: 13478

Dallas, TX

Current

February 2, 2017 - Present

WORTH FINANCIAL GROUP INC.

Office #1: 16051 Addison Road Suite 205, Dallas, TX 75001

RIA

CRD#: 13478

Dallas, TX

Past

February 15, 1990 - December 31, 1993

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 7, 1990 - May 26, 2015

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

ADDISON, TX

Past

January 30, 1990 - May 26, 2015

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

ADDISON, TX

Past

February 13, 1985 - December 31, 1989

WIRTH EQUITIES CORPORATION

CRD#: 15848

DALLAS, TX

Past

September 16, 1982 - February 26, 1985

CAPSTONE SECURITIES CORPORATION

CRD#: 7825

Past

May 22, 1981 - October 14, 1982

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

October 15, 1976 - June 18, 1981

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Past

July 10, 1975 - April 26, 1976

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/27/2017)

Michigan
(5/17/2019)

Oklahoma
(4/6/2017)

Texas
(3/27/2017)

IAR

Texas
(3/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/8/1975

Registered Representative Examination

Principal/Supervisory Exam

Series 27

Date: 4/27/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/20/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/5/1984

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 39

Date: 12/4/1984

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

WORTH FINANCIAL GROUP INC.

CRD#: 13478 / SEC#: , 8-29827

California

Registered Investment Advisory firm - SEC (12/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - SEC (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - SEC (3/11/2010 Approved)

New Mexico

Registered Investment Advisory firm - SEC (10/16/2025 Approved)

New York

Registered Investment Advisory firm - SEC (8/17/2007 Cancelled)

Texas

Registered Investment Advisory firm - SEC (7/9/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248-2612

Mailing Address

16660 Dallas Parkway Suite 2200, Dallas, TX 75248

Phone number

(469) 916-4287

Established

Texas since 05/24/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GESIN, LISA LEE	PRESIDENT/OWNER/CCO	4081195

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 2,539,237

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Wirth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Wirth's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Earl Wirth's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTH FINANCIAL GROUP INC.

VOYA FINANCIAL ADVISORS, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

WIRTH EQUITIES CORPORATION

CAPSTONE SECURITIES CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/1999

Series 63

Date: 12/9/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1987

Series 1

Date: 7/8/1975

Series 27

Date: 4/27/1987

Series 24

Date: 4/20/1987

Series 26

Date: 12/5/1984

Series 39

Date: 12/4/1984

FINRA

Current Firm

WORTH FINANCIAL GROUP INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORTH FINANCIAL GROUP INC.

TRUST BUT VERIFY

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