Colette H. Sadlier

ADVANCED FINANCIAL STRATEGIES

IRVINE, CA 92618

CRD#: 8111592

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Professional summary

Colette Han Sadlier, who also goes by Colette Han Ngo, Colette Ngo, is a registered financial advisor currently at ADVANCED FINANCIAL STRATEGIES INC located in Irvine, California.

Colette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Colette has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colette Han Ngo | Colette Ngo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colette Han Sadlier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2025 - Present

ADVANCED FINANCIAL STRATEGIES INC

Office #1: 5 Hubble, Irvine, CA 92618

RIA

CRD#: 108296

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED FINANCIAL STRATEGIES INC

ADVANCED FINANCIAL STRATEGIES INC | DBA ASPEN FINANCIAL & INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES AND INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES

CRD#: 108296 / SEC#: 801-57835

RIA

Registered Investment Advisory firm - (8/4/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2025

Uniform Investment Adviser Law Examination

Current Firm

ADVANCED FINANCIAL STRATEGIES INC

ADVANCED FINANCIAL STRATEGIES INC | DBA ASPEN FINANCIAL & INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES AND INSURANCE SERVICES | DBA ADVANCED FINANCIAL STRATEGIES

CRD#: 108296 / SEC#: 801-57835

RIA

Registered Investment Advisory firm - (8/4/2000 Approved)

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Contact information

Main Address

5 Hubble, Irvine, CA 92618

Mailing Address

Phone number

(949) 502-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVANCED FINANCIAL STRATEGIES INC. CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 241,599,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colette H. Sadlier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colette Han Sadlier's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED FINANCIAL STRATEGIES INC

Primary Firm SEC Registration

ADVANCED FINANCIAL STRATEGIES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2025

Current Firm

ADVANCED FINANCIAL STRATEGIES INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCED FINANCIAL STRATEGIES INC

TRUST BUT VERIFY

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