FO
Frank P. Orzel
FIRST FINANCIAL COACHING
Fontana, WI
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CRD#: 810840
FO
Professional summary
Frank Peter Orzel, who also goes by Frank P. Orzel, is a registered financial advisor currently at FIRST FINANCIAL COACHING, INC. located in Fontana, Wisconsin.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Frank has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank P. Orzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-FRANK P. ORZEL & CO.; NON-INVESTMENT RELATED; 208 SO. LASALLE STREET #1320, CHICAGO IL 60604; INSURANCE AGENCY SALES; PRESIDENT/OWNER; 5/20/1981; 100 HRS/MONTH; 50%/DAY; COMPENSATION-COMMISSION FOR NEW BUSINESS; SALES AND SERVICES OF HEALTH, DENTAL, LTC, DISABILITY, LIFE, PRESCRIPTION CARDS & DISCOUNT CARDS BOTH INDIVIDUAL AND GROUP.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Peter Orzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2010 - Present
FIRST FINANCIAL COACHING, INC.
RIA
CRD#: 152070
Fontana, WI
Past
February 4, 2010 - December 31, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
CHICAGO, IL
Past
June 20, 2000 - February 9, 2010
OSAIC FS, INC.
RIA
CRD#: 3870
CHICAGO, IL
Past
January 25, 2000 - February 9, 2010
OSAIC FS, INC.
BD
CRD#: 3870
CHICAGO, IL
Past
July 8, 1997 - January 20, 2000
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
September 30, 1991 - July 28, 1997
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
BD
CRD#: 8435
SCHAUMBURG, IL
Past
May 15, 1991 - October 8, 1991
MARSH & MCLENNAN SECURITIES CORPORATION
BD
CRD#: 556
NEW YORK, NY
Past
March 22, 1984 - December 15, 1990
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
BD
CRD#: 8435
SCHAUMBURG, IL
Past
December 27, 1983 - November 24, 1987
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Past
August 11, 1975 - December 12, 1983
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIRST FINANCIAL COACHING, INC.
FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING
CRD#: 152070 / SEC#: 801-128612
RIA
Registered Investment Advisory firm - (8/30/2023 Approved)Arizona
Registered Investment Advisory firm - (9/5/2023 Terminated)California
Registered Investment Advisory firm - (10/5/2023 Terminated)Delaware
Registered Investment Advisory firm - (9/6/2023 Terminated)Florida
Registered Investment Advisory firm - (9/5/2023 Terminated)Georgia
Registered Investment Advisory firm - (9/11/2023 Terminated)Illinois
Registered Investment Advisory firm - (9/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (9/8/2023 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (9/19/2023 Terminated)North Carolina
Registered Investment Advisory firm - (9/28/2023 Terminated)South Carolina
Registered Investment Advisory firm - (9/5/2023 Terminated)Texas
Registered Investment Advisory firm - (9/5/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (9/5/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/11/2010)
IAR
Wisconsin(10/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/6/1975
Registered Representative ExaminationCurrent Firm
FF
FIRST FINANCIAL COACHING, INC.
FFC | YOUR FINANCIAL COACH, INC. | FIRST FINANCIAL COACHING, INC. | FIRST FINANCIAL COACHING
CRD#: 152070 / SEC#: 801-128612
RIA
Registered Investment Advisory firm - (8/30/2023 Approved)Arizona
Registered Investment Advisory firm - (9/5/2023 Terminated)California
Registered Investment Advisory firm - (10/5/2023 Terminated)Delaware
Registered Investment Advisory firm - (9/6/2023 Terminated)Florida
Registered Investment Advisory firm - (9/5/2023 Terminated)Georgia
Registered Investment Advisory firm - (9/11/2023 Terminated)Illinois
Registered Investment Advisory firm - (9/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (9/8/2023 Terminated)Kentucky
Registered Investment Advisory firm - (9/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (9/19/2023 Terminated)North Carolina
Registered Investment Advisory firm - (9/28/2023 Terminated)South Carolina
Registered Investment Advisory firm - (9/5/2023 Terminated)Texas
Registered Investment Advisory firm - (9/5/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (9/5/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
144 South Main St., Mt. Clemens, MI 48043
Mailing Address
Phone number
(586) 463-1880
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,877 |
| AUM (Assets Under Management) | $ 279,664,257 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
