James E. Liebert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Eugene Liebert, who also goes by Jim Liebert, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1975. James had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2022 - December 31, 2022
KOWAL INVESTMENT GROUP, LLC
July 1, 2022 - December 31, 2022
MUTUAL SECURITIES, INC.
April 25, 2016 - July 1, 2022
KESTRA ADVISORY SERVICES, LLC
July 16, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
August 31, 1999 - July 1, 2022
KESTRA INVESTMENT SERVICES, LLC
August 12, 1997 - July 20, 1998
MML INVESTORS SERVICES, LLC
November 19, 1989 - September 21, 1999
OSAIC WEALTH, INC.
July 27, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 11, 1975 - August 22, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/6/1975
Registered Representative ExaminationCurrent Firm
KOWAL INVESTMENT GROUP, LLC
CRD#: 113169 / SEC#: 801-119756
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 1,108,665,418 |
Red Flags
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