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CM

Carlson D. Mummert

OPENDEAL BROKER
NEW YORK, NY 10010
CRD#: 8105966
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CM
Carlson Davis MummertOPENDEAL BROKER

Professional summary

Carlson Davis Mummert is a registered financial professional currently at OPENDEAL BROKER LLC located in New York, New York.

Carlson is registered as a RR (Registered Representative) and started their career in finance in 2025. Carlson has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carlson Davis Mummert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2025 - Present

OPENDEAL BROKER LLC

Office #1: 149 5th Avenue 10th Fl, New York, NY 10010
BD
CRD#: 291387
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/2/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/13/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/9/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OB
OPENDEAL BROKER LLC
CAPITAL R | REPUBLIC SECURITIES | OPENDEAL BROKER LLC | OPENDEAL BROKER | NEXTSEED SECURITIES, LLC

CRD#: 291387 / SEC#: , 8-70055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
149 5th Avenue 10th Fl, New York, NY 10010
Mailing Address
149 5th Avenue 10th Fl, New York, NY 10010
Phone number
(607) 227-1036
Established
Delaware since 08/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPENDEAL, INC.SOLE MEMBER AND MANAGER
DRIMER, WARREN DREWFINOP4541433
EPSTEIN, IAN JOSHUACEO7217572
KUHNEL, EDWARD CAMPBELLCCO4912658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENDEAL BROKER LLC

CRD#: 291387New York, NY 10010

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