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Hani Zaidoun Nofal

BRENTWOOD, TN
·CRD# 8105528·1 year experience

Professional Summary

Hani Zaidoun Nofal was a registered financial advisor. Hani was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Hani had worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

Unknown Firm·
5123 Virginia Way Ste A-13, Brentwood, TN 37027
July 8, 2026 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Franklin, TN
July 11, 2025 - February 1, 2026

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Nofal Insurance Services LLC; Antioch, TN; investment related; Owner/Insurance agent since 01/2026; selling insurance products; 30 hrs/mo 2. 3480 RAINTREE CIR, 3480 RAINTREE CIR, SUFFOLK, , VIRGINIA, 23435, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF HOME RENTED TO TENANT VIA PROPERTY MANAGER. INVESTMENT RELATED. 3. 152 WESTFIELD DR, 152 WESTFIELD DR, NASHVILLE, , TENNESSEE, 37221, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWER/CO-PROPERTY MANAGER. INVESTMENT RELATED. 4. 1744 FENWAY LOOP, 1744 FENWAY LOOP, ANTIOCH, , TENNESSEE, 37013, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWER/CO-PROPERTY MANAGER. INVESTMENT RELATED. 5. BOARD MEMBER AND TREASURER, REBUILDING ALLIANCE, 50 WOODSIDE PLAZA SUITE 627, REDWOOD CITY, , CALIFORNIA, 94061, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/12/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROVIDE FISCAL OVERSIGHT OF THE FOLLOWING FUNCTIONS: MAINTENANCE OF FINANCIAL RECORDS, BILL PAYMENT, FINANCIAL REPORT PREPARATION, MAINTENANCE OF LOAN REGISTER, COLLECTION OF LOAN PAYMENTS, FORMULATION OF ANNUAL BUDGET, LEAD AUDIT COMMITTEE, AND OVERSIGHT OF FINANCE TEAM. NON-INVESTMENT RELATED

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2025About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2025About the Series 6TO exam

Series 7TO — General Securities Representative Examination

Passed Jul 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2025About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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