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EH

Edward B. Haessler

PACIFIC INVESTMENT SECURITIES
Portland, OR 97219
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CRD#: 810534
EH

Professional summary


Edward Barnes Haessler is a registered financial professional currently at PACIFIC INVESTMENT SECURITIES CORP. located in Portland, Oregon.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1975. Edward has worked at 3 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 4, Series 27, Series 53, Series 14, Series 24, F04 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward Barnes Haessler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 10, 1985 - Present

PACIFIC INVESTMENT SECURITIES CORP.

Office #1: 1837 S Palatine Hill Rd, Portland, OR 97219Office #2: 1837 S Palatine Hill Rd, Portland, OR 97219
BD
CRD#: 16339
Portland, OR
Past

May 10, 1985 - June 25, 1999

PACIFIC INVESTMENT SECURITIES CORP.

BD
CRD#: 16339
Past

December 21, 1984 - May 10, 1985

WESTERN CAPITAL INVESTORS SERVICES, INC.

BD
CRD#: 10341
Past

August 1, 1975 - November 12, 1985

MARQUAM CAPITAL CORPORATION

BD
CRD#: 5669

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/24/2006)
RR
Oregon
(11/14/1985)
RR
Washington
(3/15/1995)

Exams


State Security Law Exam
RR
Series 63
Date: 3/2/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 5/28/1976
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 7/25/1975
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


PI
PACIFIC INVESTMENT SECURITIES CORP.
E. BARNES & COMPANY | PACIFIC INVESTMENT SECURITIES CORP.

CRD#: 16339 / SEC#: , 8-33746

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1837 S Palatine Hill Rd, Portland, OR 97219
Mailing Address
21 Sovereign Way, Hutchinson Island, FL 34949
Phone number
(954) 304-4708
Established
Oregon since 02/15/1985
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LARDINO, FRANK ARTHURPRESIDENT, CCO4104690
CIANTRO, PHILIPFINOP2350685

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC INVESTMENT SECURITIES CORP.

CRD#: 16339Portland, OR 97219

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