Wesley David Mims
Professional Summary
Wesley David Mims, who also goes by Wesley Mims, is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee. Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Wesley has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wesley Mims
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Contact Information
Main Address
5350 Poplar Avenue Suite 600, Memphis, TN 38119Phone Number
(901) 435-4250# of Employees
21SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,238AUM (Assets Under Management)
$2,694,432,925Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(6/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Wesley David Mims's CRS (Customer Relationship Summary).
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