William W. Kobsej
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Walter Kobsej, who also goes by Bill Kobsej, William Wladimir Kobsej, Wladimir Kobsej, Wassily Kobzej, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - November 14, 2023
GROVE POINT ADVISORS, LLC
August 30, 2010 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
August 30, 2010 - November 14, 2023
GROVE POINT INVESTMENTS, LLC
May 20, 2009 - September 21, 2010
NEXT FINANCIAL GROUP, INC.
May 20, 2009 - September 21, 2010
NEXT FINANCIAL GROUP, INC.
April 28, 2009 - May 29, 2009
WALNUT STREET SECURITIES, INC.
April 28, 2009 - May 29, 2009
WALNUT STREET SECURITIES, INC.
March 13, 2007 - March 24, 2009
MSI FINANCIAL SERVICES, INC.
February 22, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 22, 2007 - March 24, 2009
MSI FINANCIAL SERVICES, INC.
September 16, 2003 - February 22, 2007
VALIC FINANCIAL ADVISORS, INC.
August 26, 2003 - February 22, 2007
VALIC FINANCIAL ADVISORS, INC.
August 17, 1999 - July 17, 2003
A. G. EDWARDS & SONS, INC.
July 20, 1999 - July 17, 2003
A. G. EDWARDS & SONS, INC.
December 10, 1996 - July 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 1988 - December 16, 1996
UBS FINANCIAL SERVICES INC.
August 19, 1982 - April 26, 1988
CITIGROUP GLOBAL MARKETS INC.
July 25, 1975 - August 10, 1982
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/1/1977
AMEX Put and Call ExamCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
