Nicholas J Farrell
Professional Summary
Nicholas J Farrell is a registered financial advisor currently at SIMPLYRIA ADVISOR NETWORK located in Warren, Ohio. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nicholas has worked at 4 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLYRIA ADVISOR NETWORK | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | ROYAL PALM PRIVATE WEALTH MANAGEMENT | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | PALADIN FINANCIAL SERVICES, LLC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT LLC | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | MENACH CAPITAL, LLC | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT INC. | IMAGINE ADVISORS, LLC | FRANK THE FINANCIAL COACH LLC | FORMULA FOLIOS PRESTIGE, LLC | FAVRE WEALTH MANAGEMENT LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC
Contact Information
Main Address
1024 E. Grand River Ave Suite B, Brighton, MI 48116Phone Number
(810) 355-1325# of Employees
29SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,158AUM (Assets Under Management)
$214,892,486Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLYRIA ADVISOR NETWORK | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | ROYAL PALM PRIVATE WEALTH MANAGEMENT | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | PALADIN FINANCIAL SERVICES, LLC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT LLC | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | MENACH CAPITAL, LLC | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT INC. | IMAGINE ADVISORS, LLC | FRANK THE FINANCIAL COACH LLC | FORMULA FOLIOS PRESTIGE, LLC | FAVRE WEALTH MANAGEMENT LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC
State Registrations and Notice Filings
(9/30/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2025About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas J Farrell's CRS (Customer Relationship Summary).
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