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Gerard Mcmahon

Some features on this profile are disabled
CRD#: 810308
GM

Professional summary

Gerard Mcmahon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gerard is a previously registered financial professional and started their career in finance in 1975. Prior to being barred, Gerard had worked at 13 firms, which includes MORGAN SPAULDING INC., COUCH & COMPANY INCORPORATED, WILLIAM SCOTT & CO. L.L.C., FIRST LIBERTY INVESTMENT GROUP INC., MEYERS POLLOCK ROBBINS INC., MONITOR INVESTMENT GROUP INC., THE WELLINGTON GROUP INC., DONALD & CO. SECURITIES INC., H.J. MEYERS & CO. INC., JOSEPHTHAL & CO. INC., PHILIPS APPEL & WALDEN INC., L. F. ROTHSCHILD & CO. INCORPORATED, KIDDER PEABODY & CO. INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gerry Mcmahon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 18, 2000 - February 8, 2001

MORGAN SPAULDING, INC.

BD
CRD#: 44604
DALLAS, TX
Past

July 22, 1999 - September 3, 1999

COUCH & COMPANY, INCORPORATED

BD
CRD#: 18433
NEW YORK, NY
Past

March 14, 1997 - January 20, 1998

WILLIAM SCOTT & CO. L.L.C.

BD
CRD#: 14979
UNION, NJ
Past

October 21, 1996 - December 5, 1996

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA
Past

July 26, 1996 - October 30, 1996

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

October 4, 1995 - August 6, 1996

MONITOR INVESTMENT GROUP, INC.

BD
CRD#: 31007
Past

April 26, 1995 - October 23, 1995

THE WELLINGTON GROUP, INC.

BD
CRD#: 17814
NEW YORK, NY
Past

July 9, 1994 - April 19, 1995

DONALD & CO. SECURITIES INC.

BD
CRD#: 7776
TINTON FALLS, NJ
Past

January 24, 1992 - June 22, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

March 21, 1989 - April 18, 1991

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

January 8, 1982 - July 20, 1987

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

May 11, 1976 - January 22, 1982

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501
Past

July 25, 1975 - June 6, 1976

KIDDER, PEABODY & CO., INCORPORATED

BD
CRD#: 488

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1975
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/1997
General Securities Principal Examination

Current Firm

MS
MORGAN SPAULDING, INC.
AXTEL FINANCIAL SERVICES, INC. | MORGAN SPAULDING, INC.

CRD#: 44604 / SEC#: , 8-50751

BD
Terminated by SEC on 02/01/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/02/1998
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GROSS, JACKIE GLYNNPRESIDENT2128771
PAGE, BRANDON EDWARDCFO2710407

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORGAN SPAULDING, INC.

CRD#: 44604

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