Leonard E. Templeton

TEMPLETON FINANCIAL SERVICES

SUN LAKES, AZ

Some features on this profile are disabled

CRD#: 810305

Professional summary

Leonard Edward Templeton JR, who also goes by Leonard Edward Templeton, is a registered financial advisor currently at TEMPLETON FINANCIAL SERVICES INC. located in Sun Lakes, Arizona.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Leonard has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leonard Edward Templeton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Edward Templeton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2003 - Present

TEMPLETON FINANCIAL SERVICES INC.

RIA

CRD#: 128240

SUN LAKES, AZ

Past

October 2, 2000 - September 12, 2003

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 24, 1997 - April 24, 1997

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 24, 1997 - October 11, 2000

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

December 23, 1994 - November 18, 1996

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

May 5, 1989 - December 2, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

December 4, 1979 - June 12, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

June 25, 1979 - March 13, 1980

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 18, 1978 - June 25, 1979

LOEB PARTNERS

CRD#: 7534

Past

May 5, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

CRD#: 7394

Past

July 25, 1975 - May 5, 1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

CRD#: 412

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEMPLETON FINANCIAL SERVICES INC.

CRD#: 128240 / SEC#: 801-66521

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

Arizona

Registered Investment Advisory firm - (3/30/2010 Terminated)

California

Registered Investment Advisory firm - (1/12/2008 Cancelled)

Illinois

Registered Investment Advisory firm - (11/23/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/14/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/6/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/19/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 9/27/1982

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TEMPLETON FINANCIAL SERVICES INC.

CRD#: 128240 / SEC#: 801-66521

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

Arizona

Registered Investment Advisory firm - (3/30/2010 Terminated)

California

Registered Investment Advisory firm - (1/12/2008 Cancelled)

Illinois

Registered Investment Advisory firm - (11/23/2004 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1490 S Price Road, Ste 218, Chandler, AZ 85286

Mailing Address

1490 S Price Rd, Ste 218, Chandler, AZ 85286

Phone number

(480) 883-1073

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEMPLETON FINANCIAL SERVICES PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 384,129,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leonard E. Templeton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Edward Templeton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

ABN AMRO INCORPORATED

ABN AMRO INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

LEHMAN BROTHERS INC.

LOEB PARTNERS

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

Primary Firm SEC Registration

TEMPLETON FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2003

Series 63

Date: 5/16/1980

Series 3

Date: 6/6/1985

Series 7

Date: 7/19/1975

Series 24

Date: 2/21/2002

Series 8

Date: 9/27/1982

Current Firm

TEMPLETON FINANCIAL SERVICES INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEMPLETON FINANCIAL SERVICES INC.

TRUST BUT VERIFY

Similar Advisors