Robert A. Nagy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Nagy was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1982 - May 11, 1992
MACGREGOR FINANCIAL SECURITIES, INC.
March 19, 1979 - December 20, 1982
FIRST AFFILIATED SECURITIES, INC.
February 24, 1978 - April 20, 1979
MORGAN STANLEY DW INC.
January 13, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
July 25, 1975 - February 7, 1977
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACGREGOR FINANCIAL SECURITIES, INC.
CRD#: 10947 / SEC#: , 8-27993
Contact information
Documents
Red Flags
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