Douglas W. Jones
Professional summary
Douglas Warren Jones, who also goes by Doug Jones, is a registered financial advisor currently at DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC. located in Lake Forest, California and J. W. COLE ADVISORS, INC. located in Lake Forest, California.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Douglas has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Warren Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 1992 - Present
DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC.
Office #1: 26477 Rancho Parkway South, Lake Forest, CA 92630February 15, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 26477 Rancho Parkway South, Lake Forest, CA 92630February 15, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 26477 Rancho Parkway South, Lake Forest, CA 92630March 14, 2006 - February 21, 2013
WALNUT STREET SECURITIES, INC.
March 22, 1993 - November 2, 2006
WALNUT STREET ADVISERS INC
May 27, 1987 - April 27, 1989
RICHEY FINANCIAL GROUP, INC.
October 11, 1985 - February 21, 2013
WALNUT STREET SECURITIES, INC.
January 18, 1983 - November 4, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
January 3, 1980 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
July 21, 1975 - August 2, 1980
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2016)
(5/5/1992)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(5/23/2016)
(8/26/2025)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 1
Date: 7/14/1975
Registered Representative ExaminationFINRA
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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