Donald R. Rice

MONEY MANAGEMENT SERVICES

Birmingham, AL 35209-5604

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CRD#: 810067

Professional summary

Donald Ray Rice, AIF®, CFP® is a registered financial advisor currently at MONEY MANAGEMENT SERVICES INC located in Birmingham, Alabama.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Donald has worked at 3 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT & CCO OF MONEY MANAGEMENT SERVICES, INC., A REGISTERED INVESTMENT ADVISER; REGISTERED REPRESENTATIVE OF TRIAD ADVISORS, INC., AN NASD-REGISTERED BROKER/DEALER; SOLE PROPRIETOR OF A FARMING AND CONTRACTOR GRADING BUSINESS; HOLDS VARIOUS INSURANCE LICENSES WITH VARIOUS INSURANCE COMPANIES. THE RICE GROUP, INC. DIRECTOR/PRESIDENT/SHAREHOLDER, 2181 HULL RD. SUMITON, AL 35148, INSURANCE RELATED SALES, AGENT LICENSED- AL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 26, 2006 - Present

MONEY MANAGEMENT SERVICES INC

Office #1: 3410 Independence Drive, Birmingham, AL 35209-5604

RIA

CRD#: 106832

Birmingham, AL

Past

January 2, 2001 - May 31, 2011

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

February 12, 1988 - December 31, 2000

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY MANAGEMENT SERVICES INC

MONEY MANAGEMENT SERVICES INC | MONEY MANAGEMENT SERVICES, INC.

CRD#: 106832 / SEC#: 801-42500

RIA

Registered Investment Advisory firm - (10/30/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/26/2006)

IAR

Texas
(3/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/2006

General Securities Principal Examination

Current Firm

MONEY MANAGEMENT SERVICES INC

MONEY MANAGEMENT SERVICES INC | MONEY MANAGEMENT SERVICES, INC.

CRD#: 106832 / SEC#: 801-42500

RIA

Registered Investment Advisory firm - (10/30/1992 Approved)

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Contact information

Main Address

3410 Independence Drive, Birmingham, AL 35209-5604

Mailing Address

Phone number

(205) 871-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,304
AUM (Assets Under Management)	$ 389,225,441

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2024	Cover Page	Report
11/03/2023	Cover Page	Report
10/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald R. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

MONEY MANAGEMENT SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1987

Series 7

Date: 6/26/1991

Series 6

Date: 2/10/1988

Series 24

Date: 6/14/2006

Current Firm

MONEY MANAGEMENT SERVICES INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MONEY MANAGEMENT SERVICES INC

TRUST BUT VERIFY

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