Ana Elena Cozma
Professional summary
Ana Elena Cozma, who also goes by Ana Cozma, Ana Elena Suman, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Ana Elena is registered as a RR (Registered Representative) and started their career in finance in 2025. Ana Elena has worked at 1 firm and has passed the Series 99TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ana Elena Cozma's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2025 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1 First Canadian Place, Floor 41 100 King Street West, Toronto, Ontario, M5X-1A1State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/20/2025
Operations Professional ExaminationFINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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