Ivan M. Zimic
Professional summary
Ivan Mateo Zimic, who also goes by Mateo Zimic, is a registered financial professional currently at HAPI located in Portland, Oregon.
Ivan is registered as a RR (Registered Representative) and started their career in finance in 2025. Ivan has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ivan Mateo Zimic's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2025 - Present
HAPI
Office #1: 2646 Nw Cornell Road, Portland, OR 97210State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/8/2025
Operations Professional ExaminationFINRA
Current Firm
HAPI
CRD#: 311868 / SEC#: , 8-70646
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAPI CORP. | OWNER | |
| MAYNARD-PHILIPP, CHRISTIAN DESEREE | CEO, CCO | 6592228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
