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AE

Ara S. Emerzian

CC SECURITIES
Palm Harbor, FL 34685
CRD#: 8099424
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AE
Ara Samuel EmerzianCC SECURITIES

Professional summary

Ara Samuel Emerzian is a registered financial professional currently at CC SECURITIES, LLC located in Palm Harbor, Florida.

Ara is registered as a RR (Registered Representative) and started their career in finance in 2026. Ara has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ara Samuel Emerzian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2026 - Present

CC SECURITIES, LLC

Office #1: 3488 Eastlake Road Suite 102-b, Palm Harbor, FL 34685
BD
CRD#: 153523
Palm Harbor, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/30/2026)
RR
Florida
(3/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/28/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/26/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CC SECURITIES, LLC
CC SECURITIES, LLC | CENTERCAP SECURITIES, LLC | CENTERCAP SECURITIES

CRD#: 153523 / SEC#: , 8-68546

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
3 Landmark Square 5th Floor, Stamford, CT 06901
Mailing Address
3 Landmark Square 5th Floor, Stamford, CT 06901
Phone number
(212) 620-2655
Established
Delaware since 12/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THE CENTERCAP GROUP, LLCOWNER
BEESON, LISA EYLESOFFICER1735489
GAVLIK, MARGARET WASHBURNCCO1175128
MILLER, ANDREW DAVIDCFO/PRINCIPAL FINANCIAL OFFICER5106774
SMITH, DEBORAH LEANNECEO/PRINCIPAL OPERATIONS OFFICER4429184

Red Flags

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Company Information

CC SECURITIES, LLC

CRD#: 153523Palm Harbor, FL 34685

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