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MT

Minh T. Tran

LONE WOLF WEALTH MANAGEMENT
WESTMINSTER, CA
CRD#: 8098417
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MT
Minh Thuy TranLONE WOLF WEALTH MANAGEMENT

Professional summary

Minh Thuy Tran is a registered financial advisor currently at LONE WOLF WEALTH MANAGEMENT located in Westminster, California.

Minh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Minh has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Minh Thuy Tran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

LONE WOLF WEALTH MANAGEMENT

RIA
CRD#: 340537
WESTMINSTER, CA
Past

August 13, 2025 - February 2, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Huntingtn Bch, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/18/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/13/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/29/2025
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LW
LONE WOLF WEALTH MANAGEMENT
LONE WOLF WEALTH MANAGEMENT | LONE WOLF, INC.

CRD#: 340537 / SEC#:

California
Registered Investment Advisory firm - (4/16/2026 Approved)
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Contact information

Main Address
Westminster, CA
Mailing Address
Phone number
(714) 202-7152
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

LONE WOLF WEALTH MANAGEMENT

CRD#: 340537Westminster, CA

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