Ronald J. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald J Burns was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 1 firm and has passed the Series 65 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1985 - June 17, 2014
AUGUSTINE ASSET MANAGEMENT INC
Primary Firm SEC Registration
AUGUSTINE ASSET MANAGEMENT INC
CRD#: 105801 / SEC#: 801-23187
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 7/3/1975
General Securities Principal ExaminationCurrent Firm
AUGUSTINE ASSET MANAGEMENT INC
CRD#: 105801 / SEC#: 801-23187
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 411 |
| AUM (Assets Under Management) | $ 660,230,137 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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