Thomas L. Mcnair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ludford Mcnair, who also goes by Thomas L Mcnair, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2016 - February 17, 2021
EAGLE STRATEGIES LLC
March 14, 2016 - February 17, 2021
NYLIFE SECURITIES LLC
November 15, 2007 - December 31, 2015
MSI FINANCIAL SERVICES, INC.
November 13, 2007 - December 31, 2015
MSI FINANCIAL SERVICES, INC.
January 28, 2003 - October 22, 2007
NEW ENGLAND SECURITIES
January 14, 2003 - October 22, 2007
NEW ENGLAND SECURITIES
August 10, 2000 - January 7, 2003
MML INVESTORS SERVICES, LLC
January 4, 1999 - January 7, 2003
MML INVESTORS SERVICES, LLC
December 24, 1992 - December 31, 1998
GODWINS SECURITIES, INC.
August 7, 1986 - August 12, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 17, 1986 - February 24, 1987
MONARCH SECURITIES, INC.
August 1, 1985 - August 12, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 27, 1984 - December 24, 1992
GODWINS SECURITIES, INC.
October 13, 1982 - March 16, 1984
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/24/1975
Registered Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
