William John Kosic
Professional Summary
William John Kosic, who also goes by Buddy Kosic, is a registered financial advisor currently at EMPIRIKAL PARTNERS LLC located in Townsend, Georgia. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. William has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Buddy Kosic
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
EMPIRIKAL PARTNERS LLC | VENTORO & ASSOCIATES | MONZON WEALTH | LIBERATOR WEALTH MANAGEMENT
Contact Information
Main Address
Phoenix, AZPhone Number
(480) 558-6167# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
199AUM (Assets Under Management)
$87,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/20/2024)
(11/7/2024)
(11/19/2024)
(5/18/2022)
(11/6/2024)
(11/8/2024)
(11/7/2024)
(11/7/2024)
(11/7/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed May 1975Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view William John Kosic's CRS (Customer Relationship Summary).
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