John J. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph King was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1975. John had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2010 - February 18, 2015
QUACERA, LLC
June 1, 2009 - February 22, 2010
MORGAN STANLEY
June 1, 2009 - February 22, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
February 6, 1980 - April 2, 2007
MORGAN STANLEY DW INC.
March 28, 1979 - February 4, 1980
DREXEL BURNHAM LAMBERT INCORPORATED
February 24, 1978 - April 15, 1979
MORGAN STANLEY DW INC.
July 1, 1975 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 2/6/1979
AMEX Put and Call ExamSeries 8
Date: 10/30/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
QUACERA, LLC
CRD#: 118543 / SEC#: 801-60844
Contact information
Red Flags
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