Robert J. Payne

PAYNE CAPITAL MANAGEMENT

Ocean City, NJ

Some features on this profile are disabled

CRD#: 809454

Professional summary

Robert Joseph Payne is a registered financial advisor currently at PAYNE CAPITAL MANAGEMENT, LLC located in Ocean City, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Robert has worked at 5 firms and has passed the Series 65, Series 63, PC and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Payne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2008 - Present

PAYNE CAPITAL MANAGEMENT, LLC

Office #3: 564 Skippack Pike, Blue Bell, PA 19422

RIA

CRD#: 147119

Ocean City, NJ

Past

October 16, 2013 - August 21, 2014

KEETER PAYNE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166537

BLUE BELL, PA

Past

April 18, 2006 - December 31, 2006

PAYNE WEALTH MANAGEMENT, LLC

RIA

CRD#: 139925

PLYMOUTH MEETING, PA

Past

September 14, 1979 - April 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 27, 1975 - September 30, 1979

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAYNE CAPITAL MANAGEMENT, LLC

PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA

Registered Investment Advisory firm - (6/19/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/14/2016)

IAR

New Jersey
(6/2/2016)

IAR

Pennsylvania
(9/19/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 10/29/1979

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 6/21/1975

General Securities Representative Examination

Current Firm

PAYNE CAPITAL MANAGEMENT, LLC

PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA

Registered Investment Advisory firm - (6/19/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

231 West 29th Street Suite 1002, New York, NY 10001

Mailing Address

Phone number

(646) 461-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,048
AUM (Assets Under Management)	$ 1,207,479,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert J. Payne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Payne's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEETER PAYNE CAPITAL MANAGEMENT, LLC

PAYNE WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

PAYNE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2006

Series 63

Date: 9/21/1983

PC

Date: 10/29/1979

Series 7

Date: 6/21/1975

Current Firm

PAYNE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAYNE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors