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Tingtao Yu

CRESCENT SECURITIES GROUP
Irvine, CA 92612
CRD#: 8094412
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Tingtao YuCRESCENT SECURITIES GROUP

Professional summary

Tingtao Yu, who also goes by Franklin Yu, is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Irvine, California.

Tingtao is registered as a RR (Registered Representative) and started their career in finance in 2025. Tingtao has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Franklin Yu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tingtao Yu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

CRESCENT SECURITIES GROUP, INC.

Office #1: 18575 Jamboree Rd. Ste. 830, Irvine, CA 92612
BD
CRD#: 114993
Irvine, CA
Past

July 26, 2025 - April 2, 2026

DALMORE GROUP LLC

BD
CRD#: 136352
Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/1/2026)
RR
Alaska
(4/1/2026)
RR
Arizona
(4/1/2026)
RR
Arkansas
(4/1/2026)
RR
California
(4/1/2026)
RR
Colorado
(4/1/2026)
RR
Connecticut
(4/1/2026)
RR
Delaware
(4/1/2026)
RR
District of Columbia
(4/1/2026)
RR
Florida
(4/1/2026)
RR
Georgia
(4/1/2026)
RR
Hawaii
(4/1/2026)
RR
Idaho
(4/1/2026)
RR
Illinois
(4/1/2026)
RR
Indiana
(4/1/2026)
RR
Iowa
(4/1/2026)
RR
Kansas
(4/1/2026)
RR
Kentucky
(4/1/2026)
RR
Louisiana
(4/1/2026)
RR
Maine
(4/1/2026)
RR
Maryland
(4/1/2026)
RR
Massachusetts
(4/1/2026)
RR
Michigan
(4/1/2026)
RR
Minnesota
(4/1/2026)
RR
Mississippi
(4/1/2026)
RR
Missouri
(4/1/2026)
RR
Montana
(4/1/2026)
RR
Nebraska
(4/1/2026)
RR
Nevada
(4/1/2026)
RR
New Hampshire
(4/1/2026)
RR
New Jersey
(4/1/2026)
RR
New Mexico
(4/1/2026)
RR
New York
(4/1/2026)
RR
North Carolina
(4/1/2026)
RR
North Dakota
(4/1/2026)
RR
Ohio
(4/1/2026)
RR
Oklahoma
(4/1/2026)
RR
Oregon
(4/1/2026)
RR
Pennsylvania
(4/1/2026)
RR
Puerto Rico
(4/1/2026)
RR
Rhode Island
(4/1/2026)
RR
South Carolina
(4/1/2026)
RR
South Dakota
(4/1/2026)
RR
Tennessee
(4/1/2026)
RR
Texas
(4/6/2026)
RR
Utah
(4/1/2026)
RR
Vermont
(4/1/2026)
RR
Virginia
(4/1/2026)
RR
Washington
(4/1/2026)
RR
West Virginia
(4/1/2026)
RR
Wisconsin
(4/1/2026)
RR
Wyoming
(4/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/25/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CRESCENT SECURITIES GROUP, INC.
CRESCENT SECURITIES GROUP, INC.

CRD#: 114993 / SEC#: , 8-53457

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Phone number
(972) 490-0150
Established
Texas since 04/10/2001
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
D2 EQUITY HOLDINGS, INC.SHAREHOLDER
DUREN, TRAVIS NICKDIRECTOR/PRESIDENT/SECRETARY/CCO1589445
STERLING, DONALD WILLIAMFINOP
TRAVIS, RUSSELL WARRENVICE PRESIDENT2759751

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993Irvine, CA 92612

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