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VW

Virgil J. Wiesner

Some features on this profile are disabled
CRD#: 809424
VW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Virgil James Wiesner was a registered financial professional .

Virgil is a previously registered financial professional and started their career in finance in 1975. Virgil had worked at 11 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 25, 1995 - April 30, 2012

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
DALLAS, TX
Past

December 19, 1994 - April 3, 1995

HARRIS SECURITIES, INC.

BD
CRD#: 16587
DALLAS, TX
Past

June 26, 1992 - December 21, 1994

SOUTHWESTERN CAPITAL MARKETS, INC.

BD
CRD#: 15011
SAN ANTONIO, TX
Past

April 24, 1992 - May 4, 1992

BARRE & COMPANY, INCORPORATED

BD
CRD#: 8342
DALLAS, TX
Past

January 22, 1990 - February 5, 1992

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

July 11, 1988 - March 27, 1989

BANCTEXAS SECURITIES INC.

BD
CRD#: 17572
Past

August 21, 1987 - September 11, 1987

REPUBLICBANK FINANCIAL MARKETS, INC.

BD
CRD#: 18040
Past

April 9, 1981 - March 14, 1984

CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.

BD
CRD#: 6577
Past

November 17, 1980 - April 16, 1981

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

November 2, 1977 - November 6, 1978

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
Past

June 27, 1975 - November 26, 1977

DAIN, KALMAN & QUAIL, INCORPORATED

BD
CRD#: 202

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/25/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1975
General Securities Representative Examination

Current Firm

EH
ESTRADA HINOJOSA & COMPANY, INC.
ESTRADA HINOJOSA | TWENTY-FIRST CENTURY SECURITIES AND INVESTMENTS, INC. | NAVARRO-ESTRADA SECURITIES, INC. | ESTRADA SECURITIES, INC. | ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299 / SEC#: 801-61971, 8-37440

BD
Terminated by SEC on 12/02/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/09/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ESTRADA HINOJOSA FIRM BROCHURE AS OF MARCH 31, 2013 (3/12/2014)

Direct owners and executive officers

NamePositionCRD#
HINOJOSA, NOE JRCHAIRMAN/PRESIDENT & CEO/SHAREHOLDER1782212
GONZALES, DONALD JOHNSENIOR MANAGING DIRECTOR/TREASURER/ SHAREHOLDER/CCO - MUNI CAPITAL MARKETS2020617
HEBERT, MICHAEL JAMESCCO1229298
JOHNSON, KRISTY KAYFINOP4470948

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299

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