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Samuel Tucker Baughan

PJT PARTNERS LP
BOSTON, MA
·CRD# 8093682·1 year experience

Professional Summary

Samuel Tucker Baughan, who also goes by Sam Tucker Baughan, is a registered financial advisor currently at PJT PARTNERS LP located in Boston, Massachusetts. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2026. Samuel has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sam Tucker Baughan

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

Current

PJT PARTNERS LPCurrent·CRD# 171058
BD
53 State Street 37th Floor, Boston, MA 02109
July 10, 2026 - Present

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Current Firm

PP
PJT PARTNERS LP

PARK HILL | PJT PARTNERS LP | PJT PARTNERS LLC | PJT PARK HILL | PJT CAMBERVIEW | PARK HILL GROUP

CRD#: 171058 / SEC#: 8-69442
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

280 Park Avenue 15th Floor, New York, NY 10017

Mailing Address

280 Park Avenue 15th Floor, New York, NY 10017

Phone Number

(212) 364-7800

Established

Delaware since 01/15/2014

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PJT PARTNERS HOLDING LPLIMITED PARTNER—
FLANAGAN, TARA ELIZABETHCHIEF COMPLIANCE OFFICER2540823
KALRA, ARUN JAMESCHIEF FINANCIAL OFFICER / DIRECTOR / FINOP6570441
LEE, JIYEUNMANAGING PARTNER/DIRECTOR1859635
PJT MANAGEMENT LLCGENERAL PARTNER—
TAUBMAN, PAUL JEFFREYCEO/DIRECTOR1567776

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(7/10/2026)
RR
New York
(7/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2025About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jul 2026About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Samuel Tucker Baughan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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