Alexander S. Duncan

A & P WEALTH MANAGEMENT

Woodstock, GA

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CRD#: 8093382

Professional summary

Alexander Stewart Duncan is a registered financial advisor currently at A & P WEALTH MANAGEMENT located in Woodstock, Georgia and MCAP INVESTMENT MANAGEMENT, LLC located in Woodstock, Georgia.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Alexander has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Stewart Duncan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2025 - Present

A & P WEALTH MANAGEMENT

RIA

CRD#: 281261

Woodstock, GA

Current

June 23, 2025 - Present

MCAP INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 336859

Woodstock, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2025

Uniform Investment Adviser Law Examination

Current Firm

A & P WEALTH MANAGEMENT

A & P WEALTH MANAGEMENT | GOPI & GAWAL ENTERPRISES INC. | G & G ENTERPRISES, LLC

CRD#: 281261 / SEC#:

Georgia

Registered Investment Advisory firm - (8/28/2015 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Johns Creek, GA

Mailing Address

Phone number

(470) 223-1651

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 28,196,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander S. Duncan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Stewart Duncan's CRS (Customer Relationship Summary).

Certified licenses

Experience

A & P WEALTH MANAGEMENT

MCAP INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2025

Current Firm

A & P WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

A & P WEALTH MANAGEMENT

TRUST BUT VERIFY

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