Anthony J. Calabrese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony John Calabrese, who also goes by Anthony Calabese, Tony Calabrese, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1975. Anthony had worked at 10 firms and has passed the Series 66, Series 63, Series 15, Series 3, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2010 - February 14, 2012
NATIONAL SECURITIES CORPORATION
July 14, 2009 - October 15, 2009
GUNNALLEN FINANCIAL, INC
May 4, 2009 - October 15, 2009
GUNNALLEN FINANCIAL, INC
April 21, 1997 - May 4, 2009
NORTHEAST SECURITIES, LLC
March 21, 1995 - April 10, 1997
JARON EQUITIES CORP.
July 6, 1994 - April 3, 1996
INVEST FINANCIAL CORPORATION
January 4, 1994 - July 21, 1994
GRIFFIN FINANCIAL SERVICES
May 27, 1993 - January 3, 1994
IFMG SECURITIES, INC.
July 15, 1988 - May 28, 1993
INVEST FINANCIAL CORPORATION
February 25, 1983 - July 20, 1988
GRUNTAL & CO., L.L.C.
February 7, 1977 - January 26, 1984
JII SECURITIES INC.
June 25, 1975 - April 25, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/22/1985
Foreign Currency Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
