Alice L. Walton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alice Louise Walton, who also goes by Alice Walton Eustis, Alice Eustis, Alice Morehead, Alice L Walton, was a registered financial professional .
Alice is a previously registered financial professional and started their career in finance in 1988. Alice had worked at 1 firm and has passed the Series 63, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1988 - November 3, 1999
LLAMA COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
LLAMA COMPANY
CRD#: 22440 / SEC#: , 8-39836
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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