Lawrence P. Carhartt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Palms Carhartt, who also goes by Lawrence P Carhartt, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1975. Lawrence had worked at 9 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 1993 - September 2, 1994
TITAN/VALUE EQUITIES GROUP, INC.
March 5, 1987 - July 18, 1994
DELTAVEST FINANCIAL
May 22, 1985 - August 26, 1985
E. F. HUTTON & COMPANY INC
April 12, 1984 - March 22, 1985
CRALIN & CO., INC.
September 13, 1983 - December 18, 1987
EASTERN CAPITAL CORPORATION
May 23, 1983 - May 25, 1983
SUTRO & CO. INCORPORATED
September 21, 1982 - June 24, 1983
KIDDER, PEABODY & CO. INCORPORATED
April 29, 1980 - September 9, 1982
BECKER PARIBAS INCORPORATED
March 21, 1978 - April 28, 1980
CIBC WORLD MARKETS CORP.
June 25, 1975 - April 17, 1978
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
